By Christopher C. Williams
‘Your Voice Is Valuable’: Black Advisors Give Advice On Making It As CFPs
February 27, 2026 • Christopher C. Williams
As Black History Month draws to a close, the challenges to increase the representation of black CFPs are only growing.
Cerulli Associates reported that less than 4% of advisors in the industry identify as Black. The rollback of diversity, equity and Inclusion (DEI) within the wealth management sector is already leading some firms to step back from the initiative, according to organizations such as the Association of African American Financial Advisors (Quad-A).
In an email, Quad-A CEO Sheena Gray said, “We have seen a noticeable pullback in sponsorship dollars from our firms—not only for Quad-A, but across several sister organizations serving Black advisors and advancing DEI efforts. That shift has real implications for pipeline development and long-term representation.”
Gray declined to identify the corporate partners who have retreated from support or the resultant drop in membership.
“Since 2024, we’ve seen incremental progress in awareness and early-career pipelines, but we have not yet seen structural change in representation,” she added. “The overall percentage of Black advisors remains disproportionately low.”
Still, Gray noted that about 85% of Quad-A’s partners have renewed ties with the organization and she’s actively cultivating new ones.
On Monday, when Quad-A rang the Nasdaq closing bell during the blizzard in New York City, Gray noted that member advisors walked through the snow or secured nearby hotels to celebrate the organization’s 25th Anniversary.
“That moment reflected the resilience and commitment within our community,” she said.
FA spoke with three black advisors about the challenges they face making it in the industry and their advice for others trying to make their mark during these challenging times.
Chelsea Ransom-Cooper, CFP, co-founder, Zenith Wealth Partners, New York City:

What followed was an exhilarating and humbling entry point into this profession. Every day felt like drinking from a firehose as I taught myself the fundamentals of the CFP while working with clients in real time. And once I earned my credentials and found my footing, a new challenge emerged: building a client base with no formal sales training, no pipeline or funnel handed to me, and the persistent work of proving myself as a young Black woman serving high-net-worth clientele. But as I learned how to approach and plan for high-net-worth clientele, opportunity became incredibly clear to me.
With Black people making up nearly 14% of the U.S. population but less than 2% of CFPs, the gap between who needs this advice and who’s delivering it is astounding, but it’s also an open door for future Black advisors. My advice to any Black advisor entering or navigating this industry: Your voice is valuable, powerful, and absolutely necessary. The clients who need you most may not get access to empathetic, relatable, financial guidance if people like us aren’t in the room. That truth was my north star when things got hard, and it still is.
Stephen M. Welch, CRPC, CRPS, QPFC, managing partner, director of corporate retirement solutions, Crownmark Wealth Advisors, Atlanta:

The work itself, however, does not change.
Clients still seek clarity, steadiness, and trust when decisions carry weight. My advice to anyone entering the business, particularly those who may not initially see themselves reflected in it, is to master the fundamentals: technical competence, preparation, discipline, and the ability to listen well. In the end, clarity and reassurance must be supported by technical competence, just as technical mastery must be balanced with empathy and a genuine passion for serving clients. That balance is what creates durable trust and lasting relationships.
Cindy Wilson, CFP, senior wealth advisor, HB Wealth, Alpharetta, Ga.:

HB has a lot of women in positions of leadership; there are women of color in advisory roles, which, you know, can be rare in the industry.
I do know that that’s not the experience everyone has and that people in larger firms may have a different experience where people are more worried or make assumptions based on their race or gender.
So, if I was going to give advice, sometimes brand name [firms] look good, right? Well-known names can come with really great benefits. But you may not be culturally aligned [with those firms]. So, I would say look at all the places and find not just the place where you can survive; really look for a company where you can thrive.
And if you’re young, kind of getting your first job, it may take you a job or two to figure that out.
Read original article in FA Magazine.
Annuities
One tool for clients wanting to secure necessary extra income is an annuity.
“Annuities offer a dependable income stream [that] can help mitigate the fear of deleting funds [from savings] during retirement,” said Kelly LaVigne at Allianz Life Insurance Company of North America in Minneapolis.
There are many different types of annuities, but all of them are essentially contractual agreements between a client and an insurance carrier. Many annuities offer guaranteed income that, in some cases, cannot be outlived. “The guarantees in an annuity are backed by the financial strength and claims-paying ability of the issuing insurance company,” LaVigne explained.
Clients who don’t want to trade off the growth potential of their market exposure for the income security annuities promise can choose a variable annuity, a vehicle that holds assets in mutual-fund-like subaccounts. They could also choose a fixed-index annuity, which is pegged to a market index. Also called an FIA, it pays out a fixed rate and augments the underlying account when the index moves upward. Most FIAs offer downside protection too, so that the account value can never decrease even if the index loses ground.
These days, annuity payout rates may be high enough that clients need not worry about being tempted to take extra money out of other investments, said Wade Pfau, author of The Retirement Planning Guidebook. Suppose a client puts half of their assets into an annuity that pays 5%, and the other half goes into market securities. Traditionally, it was considered safe for clients to withdraw roughly 4% of their portfolio each year throughout retirement. But with half their assets generating a 5% income stream from an annuity, they only need to withdraw about 3% of their other investments annually instead of 4%. “Having a portion of assets in an annuity can reduce the withdrawal rate needed from remaining assets to meet the client’s overall spending goal,” he said.
David Montgomery at Concurrent Investment Advisors in Tampa, Fla., added that annuities within 401(k) plans—a burgeoning trend made easier by the SECURE Act of 2019—are usually cheaper and easier to understand than annuities purchased on the open market.
“These in-plan solutions are also easier to buy and build up a balance in because employees can contribute to them every paycheck,” he said. “Employees can be confident that they are getting a vetted, quality solution because they are selected by someone who has fiduciary liability over it.”
Risks and Considerations
Not everyone likes annuities. “Annuities carry the risk of being very expensive,” said Edison Byzyka, chief investment officer at Credent Wealth Management in Fort Wayne, Ind. He also pointed out liquidity concerns: Many annuities charge a penalty if funds are withdrawn during a surrender period—generally the first three to seven years. (Typically, the longer the surrender period, the better the annuity’s other terms.)
Other skeptics note that, while many annuities feature guarantees, insurance companies have encountered financial troubles in the past. That’s why it pays to read the fine print of annuity contracts.
Bonds and Bond Ladders
Another alternative is Treasury bonds. A ladder made up of Treasurys with varying maturities can supply clients with cash infusions at predictable intervals.
Though T-notes are backed by the full faith and credit of the U.S. government, they do have drawbacks. Interest rate and reinvestment risk remain real concerns. If interest rates rise after a bond is purchased, the yield may underperform. Or, if rates fall, matured bond proceeds might be reinvested at a lower rate.
A criticism of both Treasury bonds and annuities is that they typically fail to keep up with inflation. (With some annuities, clients can purchase an inflation rider for an extra fee, but no annuities automatically adjust.) That’s why some advisors recommend Treasury Inflation-Protected Securities (TIPS)—federal bonds that track the Consumer Price Index. These come in maturities of five, 10, or 30 years, and though they pay out a low fixed rate, the principal value adjusts with inflation.
Some advisors suggest TIPS mutual funds or ETFs instead, which offer liquidity at the cost of increased volatility and fees.
“Bond ladders with TIPS are an inexpensive way to purchase income-producing investments,” said Lisa Featherngill at Comerica Wealth Management in Winston-Salem, N.C. “There is risk in buying long-term bonds because the price drops as interest rates increase. However, if an investor is comfortable with current rates, this is an option.”
Rental Income
For some retirees, rental income can be another solution. If they own property, they might generate steady income through long-term leases or short-term rentals like Airbnb.
“The average annual income from rental properties in the U.S. is $82,530,” said Scott Ward at Compound Planning in Birmingham, Ala. “So real estate ownership is a significant source of income and wealth for many Americans.”
But rental properties aren’t for everyone.
“Rental property is work!” said Featherngill. “Yes, in the right situation it can be income producing. … But when something goes wrong in the property, you need to get there and fix it, unless you want to pay someone to manage the property.”
She also suggested tapping IRAs for supplemental income in low-income years. That might include taking distributions or converting IRA assets to Roth accounts. Either will trigger income taxes, so the strategy makes the most sense in early retirement years when taxes are lower.
“Accelerating income in those [early, low-tax] years provides low-cost income and smooths the tax burden in future years,” she said.
Read original article in FA Magazine.

